Free Site Registration

Toronto Brokerage, 2 Founders Tossed From U.S. Industry

Traders Magazine Online News, December 18, 2012

Tom Steinert-Threlkeld

The SEC revoked the registration in the United States of a Toronto brokerage firm that it says failed to properly oversee the use of its order management system by day traders from around the world. The firm's founders were barred from the U.S. securities industry.

Get access to this article and thousands more...

All articles are archived after 7 days. REGISTER NOW for unlimited access to all recently archived articles, as well as thousands of searchable stories. Registered Members also gain access to exclusive industry white paper downloads, web seminars, online technology directory, the iPad App, and conference discounts. Qualified members may also choose to receive our free monthly magazine and any of our e-newsletters covering the latest breaking news, opinions from industry leaders, developing trends and trading strategies.

Already Registered?

Photo Gallery

We're sorry. Your computer must be equipped with a browser capable of rendering HTML 4.01 and running JavaScript. In your browser, you must enable JavaScript. In addition, you should enable style sheets.

More Galleries



TRADERS VIDEO: Ringing the NYSE Closing Bell

See a video of Wall Street Women Award winners ringing the closing bell at the New York Stock Exchange on Thursday, December 26.



Current Issue

Traders Magazine

The stock dealers and institutional traders complete interactive news and information service