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The Basel III Threat To Smaller Broker-Dealers

New rules addressing the clearing firms of independent broker-dealers could bring real pain to smaller entities. Traders spoke with Wall Street Access about the new hurdles that await independent broker-dealers.

Traders Magazine Online News, February 5, 2016

Phil Albinus

New rules addressing the clearing firms of independent broker-dealers could bring real pain to smaller entities. Traders spoke with Wall Street Access about the new hurdles that await independent broker-dealers.

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