Free Site Registration

Swap Dealers Eye Relief in SEC Policy Curbing Bank Penalty Scope

Traders Magazine Online News, August 6, 2015

Dave Michaels

The U.S. Securities and Exchange Commission proposed a way for banks to shield their derivatives businesses from disruption triggered by enforcement actions, reprising a long-running fight over how severely the agency should punish Wall Street firms accused of wrongdoing.

Get access to this article and thousands more...

All TradersMagazine.com articles are archived after 7 days. REGISTER NOW for unlimited access to all recently archived articles, as well as thousands of searchable stories. Registered Members also gain access to exclusive industry white paper downloads, web seminars, online technology directory, the iPad App, and conference discounts. Qualified members may also choose to receive our free monthly magazine and any of our e-newsletters covering the latest breaking news, opinions from industry leaders, developing trends and trading strategies.

Already Registered?