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Commentary: Shift in Regulation Towards Sophisticated Investors

Traders Magazine Online News, October 27, 2010

Stephen J. Nelson; The Nelson Law Firm, LLC

The notion that sophisticated investors, and particularly institutional investors, require the disclosure and other investor protections of the securities laws would be a dramatic change in regulatory philosophy. Under current rules, no disclosure is required to be made to accredited investors in private placements of any kind.

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