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Wall Street Mulls Naughty List for Ethically Challenged Bankers

When traders or bankers leave a firm, any instances in which they’ve violated the firm’s ethics or conduct rules would be listed on a central database, allowing prospective employers to see their records before deciding whether to hire them.

Traders Magazine Online News, December 22, 2015

Ian Katz

When traders or bankers leave a firm, any instances in which they’ve violated the firm’s ethics or conduct rules would be listed on a central database, allowing prospective employers to see their records before deciding whether to hire them.

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