Free Site Registration

FINRA Targets IOIs Again

Traders Magazine Online News, October 7, 2011

Peter Chapman

The Financial Industry Regulatory Authority is clamping down on misleading indications of interest, marking the second time in the past two years FINRA is chastising broker-dealers for their abuse of "natural" indications of interest.

Get access to this article and thousands more...

All TradersMagazine.com articles are archived after 7 days. REGISTER NOW for unlimited access to all recently archived articles, as well as thousands of searchable stories. Registered Members also gain access to exclusive industry white paper downloads, web seminars, online technology directory, the iPad App, and conference discounts. Qualified members may also choose to receive our free monthly magazine and any of our e-newsletters covering the latest breaking news, opinions from industry leaders, developing trends and trading strategies.

Already Registered?