Free Site Registration

FINRA Warns Brokers Against Fraudulent IOIs

Traders Magazine Online News, September 25, 2009

Nina Mehta

FINRA warned broker-dealers last week not to misrepresent natural IOIs, or the size they're representing, to institutions.

Get access to this article and thousands more...

All articles are archived after 7 days. REGISTER NOW for unlimited access to all recently archived articles, as well as thousands of searchable stories. Registered Members also gain access to exclusive industry white paper downloads, web seminars, online technology directory, the iPad App, and conference discounts. Qualified members may also choose to receive our free monthly magazine and any of our e-newsletters covering the latest breaking news, opinions from industry leaders, developing trends and trading strategies.

Already Registered?