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FLASHBACK FRIDAY: The SEC Raises Stakes in Self-Regulation

Flashback Friday sponsored by Instinet

Traders Magazine Online News, April 20, 2018

John D'Antona Jr.

In this week's Flashback Friday story, Traders Magazine looks back to 2005 and the debate as to who the equity market have as a sole or top regulator? And if so, who should it be? The SROs? FINRA? SEC?

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