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TOP STORIES 2012: Policing of Dark Pools Escalates

Traders Magazine Online News, January 4, 2013

John D'Antona Jr. and Mary Schroeder

When the year rolled in, one dark pool went down the tubes for failing to disclose that it fed customers' orders to an affiliate to fill-and profit from. And it ended with another fighting to escape the same fate, after being charged with failing to properly protect information about its customers, all of whom want to trade anonymously.

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