Free Site Registration

ROUNDUP: SEC Cites Wedbush, Liquidnet for Breaking Stock Market Rules

Traders Magazine Online News, June 11, 2014

Sam Mamudi and Keri Geiger

Here is a roundup of the U.S. Securities and Exchange Commission citations and comments regarding Wedbush Securities Inc. and Liquidnet Holdings Inc. violations of stock market rules, taking tangible steps after Chairman Mary Jo White outlined her plan to improve Wall Street trading.

Get access to this article and thousands more...

All TradersMagazine.com articles are archived after 7 days. REGISTER NOW for unlimited access to all recently archived articles, as well as thousands of searchable stories. Registered Members also gain access to exclusive industry white paper downloads, web seminars, online technology directory, the iPad App, and conference discounts. Qualified members may also choose to receive our free monthly magazine and any of our e-newsletters covering the latest breaking news, opinions from industry leaders, developing trends and trading strategies.

Already Registered?