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FINRA Fines Goldman Sachs for Preventing Trade Throughs on Sigma X

Traders Magazine Online News, July 1, 2014

John D'Antona Jr.

Trading firms cannot outrun the long arm of the law. Goldman Sachs found this out today; as the industry's self- regulatory body Finra fined the white glove broker-dealer's Execution & Clearing group $800,000 for failure to prevent trade-throughs in its alternative trading system, Sigma X.

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