Free Site Registration

Former Regulator Expects SEC to be Firm on Actionable IOIs

Traders Magazine Online News, December 10, 2009

Nina Mehta

The Securities and Exchange Commission is likely to take a black-and-white view of its planned interpretation of "actionable indications of interest" and could use enforcement actions to underscore new rules.

Get access to this article and thousands more...

All TradersMagazine.com articles are archived after 7 days. REGISTER NOW for unlimited access to all recently archived articles, as well as thousands of searchable stories. Registered Members also gain access to exclusive industry white paper downloads, web seminars, online technology directory, the iPad App, and conference discounts. Qualified members may also choose to receive our free monthly magazine and any of our e-newsletters covering the latest breaking news, opinions from industry leaders, developing trends and trading strategies.

Already Registered?