Free Site Registration

Brokers OK With Disclosing Routing Methods to FINRA

Traders Magazine Online News, January 16, 2014

John D'Antona Jr.

Broker-dealers are OK with disclosing their order-routing practices should the Financial Industry Regulatory Authority ask them about their procedures.

Get access to this article and thousands more...

All articles are archived after 7 days. REGISTER NOW for unlimited access to all recently archived articles, as well as thousands of searchable stories. Registered Members also gain access to exclusive industry white paper downloads, web seminars, online technology directory, the iPad App, and conference discounts. Qualified members may also choose to receive our free monthly magazine and any of our e-newsletters covering the latest breaking news, opinions from industry leaders, developing trends and trading strategies.

Already Registered?