Free Site Registration

Wedbush Fires Back at Finra: "We Followed Your Rules and Guidance"

Traders Magazine Online News, August 21, 2014

John D'Antona Jr.

Wedbush Securities isn't going gently into that good night regarding the recent Financial Industry Regulatory Authority's complaint against the firm. In a statement provided to Traders by Wedbush, the firm said it respectfully disagrees with the assertions in FINRA's complaint that is failed to provide adequate market access controls and followed the regulator's guidance.

Get access to this article and thousands more...

All articles are archived after 7 days. REGISTER NOW for unlimited access to all recently archived articles, as well as thousands of searchable stories. Registered Members also gain access to exclusive industry white paper downloads, web seminars, online technology directory, the iPad App, and conference discounts. Qualified members may also choose to receive our free monthly magazine and any of our e-newsletters covering the latest breaking news, opinions from industry leaders, developing trends and trading strategies.

Already Registered?