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Industry Turf War Plays Out in D.C.

Traders Magazine Online News, December 19, 2012

Peter Chapman

At a hearing of the Senate Banking Committee in Washington yesterday, exchange officials cast aspersions on alternative trading systems, or dark pools, while ATS executives criticized the regulatory structure supporting exchanges.

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FLASHBACK FRIDAY: The SEC Raises Stakes in Self-Regulation

In this week's Flashback Friday story, Traders Magazine looks aback to 2005 and the debate as to who the equity market have as a sole or top regulator? And if so, who should it be? The SROs? FINRA? SEC?

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