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Commentary: New Wine in Old Wineskins

Obama's Proposal to Establish a Fiduciary Duty for Broker-Dealers

Traders Magazine Online News, July 8, 2009

Stephen J Nelson; The Nelson Law Firm, LLC

The Obama Administration's proposal for reform of financial services regulation, sometimes called the White Paper, would 'establish a fiduciary duty for broker-dealers offering investment advice and harmonize the regulation of investment advisers and broker-dealers.'

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