Free Site Registration

Pipeline Fine Shocks Trading World

Traders Magazine, December 2011

James Armstrong

Traders were shocked this year when Pipeline Trading Systems agreed to pay $1 million to settle charges brought by the Securities and Exchange Commission. Regulators alleged the company failed to disclose that, at times, more than 97 percent of the orders in its dark pool were filled by a trading operation affiliated with the firm.

Get access to this article and thousands more...

All TradersMagazine.com articles are archived after 7 days. REGISTER NOW for unlimited access to all recently archived articles, as well as thousands of searchable stories. Registered Members also gain access to exclusive industry white paper downloads, web seminars, online technology directory, the iPad App, and conference discounts. Qualified members may also choose to receive our free monthly magazine and any of our e-newsletters covering the latest breaking news, opinions from industry leaders, developing trends and trading strategies.

Already Registered?

Photo Gallery

We're sorry. Your computer must be equipped with a browser capable of rendering HTML 4.01 and running JavaScript. In your browser, you must enable JavaScript. In addition, you should enable style sheets.

More Galleries

Advertisement

Video


TRADERS VIDEO: Ringing the NYSE Closing Bell

See a video of Wall Street Women Award winners ringing the closing bell at the New York Stock Exchange on Thursday, December 26.

More

Advertisement

Current Issue

Traders Magazine

The stock dealers and institutional traders complete interactive news and information service

Advertisement