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Pipeline Fine Shocks Trading World

Top 10 Stories in 2011

Traders Magazine, December 2011

James Armstrong

Traders were shocked this year when Pipeline Trading Systems agreed to pay $1 million to settle charges brought by the Securities and Exchange Commission. Regulators alleged the company failed to disclose that, at times, more than 97 percent of the orders in its dark pool were filled by a trading operation affiliated with the firm.

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