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SEC Says 'Large Is In'

Traders Magazine, September 2011

John D'Antona Jr.

In an effort to help them reconstruct events when markets become disrupted, regulators have adopted a rule that will require the most active traders to code their tickets and brokers to monitor their activities. The rule is viewed as a stopgap measure and lays the groundwork for a more comprehensive move toward instituting a consolidated audit trail, or CAT.

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