Commentary

Jared Dillian
Traders Magazine Online News

Was it Worth It?

In this piece from 10th Man, author Jared Dillian discusses how the ETF revolution is less about ETFs and more about indexing; about how people have come to view stocks less as stocks and more as blobs of stocks.

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November 10, 2009

Tackling Regulation and Markets

By Editorial Staff

A Fordham University conference last month addressed ethics on Wall Street, and how regulations continue to shape global markets. "Enhanced Regulation: Integrity in the Global Financial Markets" was sponsored by Fordham's College of Business Administration and accounting firm KPMG. Fordham board of trustees chairman John Tognino emceed the Oct. 1 and 2 event, which took place at the school.

Lisa Utasi, the president of the Security Traders Association of New York, discussed industry ethics on a panel with three other equities pros. She shared the stage with Marty Cunningham, president and CEO of market-making firm Hudson Securities; Carolyn Dolan, founding principal with Samson Capital Advisors; and Doreen Mogavero, president of Mogavero, Lee & Co. Nasdaq OMX Group chief executive Robert Greifeld also spoke to conference attendees.

 

 

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