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Cover Story: End of the Line?

SEC Targets Dark Pools and Off-Board Trading

Traders Magazine, September 2009

Nina Mehta

Has the era of the dark pool come to an end? The SEC, spurred on by concern about two-tiered markets as well as criticism that it is not doing enough to level the playing field for ordinary investors, is expected to propose new rules this fall that could reduce the amount of trading done away from the public markets.

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