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Regulators to Merge OATS and OTS

Traders Magazine, July 2009

Peter Chapman

The two principal self-regulatory bodies are exploring ways to create a centralized system into which brokers would report details about the orders they receive. The Financial Industry Regulatory Authority and NYSE Regulation, which together oversee most trading activity in the U.S., are in discussions over a possible merger of the Order Audit Trail System with the Order Tracking System.

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