Commentary

Ivy Schmerken
Traders Magazine Online News

MiFID II Transparency Puts Stress on Data Architecture

Buy-side firms are facing huge changes in disclosure and transparency requirements, which could upend their data management architectures, according to this guest commentary from FlexTrade.

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January 1, 2005

SEC Targets SROs For New Reforms

By Gregory Bresiger

Exchanges would have to maintain a separation between regulatory and market functions under proposed rules published by the Securities and Exchange Commission. Fines and fees would have to be devoted to regulatory purposes. The rules also mandate greater transparency. Exchanges would be required to post more information about their operations. Possibly, the most controversial part of the plan covers exchange ownership. [See Special Feature.]