Commentary

Joseph Cordahi
Traders Magazine Online News

Rising Rates and Vol Give Funds Food for Thought, but a Menu Overhaul Isn't Required

Due to a combination of pressure to deliver greater returns and a prolonged period of low rates, the investment world is experiencing a major shift requiring asset managers to rethink their strategies.

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Do you think that NY AG Schneiderman's probe into crypto exchanges will curtail growth and trading?



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January 1, 2005

SEC Targets SROs For New Reforms

By Gregory Bresiger

Exchanges would have to maintain a separation between regulatory and market functions under proposed rules published by the Securities and Exchange Commission. Fines and fees would have to be devoted to regulatory purposes. The rules also mandate greater transparency. Exchanges would be required to post more information about their operations. Possibly, the most controversial part of the plan covers exchange ownership. [See Special Feature.]