Commentary

Anne Plested
Traders Magazine Online News

More Unanswered Questions

Anne Plested from Fidessa highlights potentially harmful effects of the MiFID II trading obligations for shares.

Traders Poll

As firms and venues begin to report trade data to the CAT, what is your biggest concern with the system and data?






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January 1, 2005

SEC Targets SROs For New Reforms

By Gregory Bresiger

Exchanges would have to maintain a separation between regulatory and market functions under proposed rules published by the Securities and Exchange Commission. Fines and fees would have to be devoted to regulatory purposes. The rules also mandate greater transparency. Exchanges would be required to post more information about their operations. Possibly, the most controversial part of the plan covers exchange ownership. [See Special Feature.]