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SEC Is Divided On Reg NMS

Traders Magazine, November 2004

Gregory Bresiger

The Securities and Exchange Commission is still split on the Reg NMS package of market structure reforms. The Commission is scrambling to finish it, but is unlikely to do so in the coming weeks, several sources told Traders Magazine. The short-term scenario still remains approval for parts of Reg NMS, which is a comprehensive set of proposals including the trade-through rule; subpennies, access fees and market data.

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