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SEC Official Suggests Possible SRO Changes

Traders Magazine, October 2003

Gregory Bresiger

The quasi-public, self-regulatory organizations need to open up their decision-making processes to the public, an SEC official said in a recent speech. "In light of recent events, it is incumbent on us to ask why these quasi-public institutions are not subject to transparency and reporting requirements substantially similar to those applicable to public companies," said Annette Narazeth, the SEC's Director of the Division of Market Regulation, in a speech in New York.

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