SEC Official Suggests Possible SRO Changes
Traders Magazine, October 2003
The quasi-public, self-regulatory organizations need to open up their decision-making processes to the public, an SEC official said in a recent speech. "In light of recent events, it is incumbent on us to ask why these quasi-public institutions are not subject to transparency and reporting requirements substantially similar to those applicable to public companies," said Annette Narazeth, the SEC's Director of the Division of Market Regulation, in a speech in New York.
All TradersMagazine.com articles are archived after 7 days. REGISTER NOW for unlimited access to all recently archived articles, as well as thousands of searchable stories. Registered Members also gain access to exclusive industry white paper downloads, web seminars, online technology directory, the iPad App, and conference discounts. Qualified members may also choose to receive our free monthly magazine and any of our e-newsletters covering the latest breaking news, opinions from industry leaders, developing trends and trading strategies.