Commentary

Joanna Fields
Traders Magazine Online News

Navigating Cybersecurity on a Stretch of "Regulatory Rapids"

In this shared commentary, Aplomb Strategies writes that when considering a firm’s governance structure, a holistic approach makes the most sense.

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Now that the SEC has approved the CHX's petition for a speed bump, will you be more likely to send them your order flow?




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May 31, 2003

A New National Market System?

By Gregory Bresiger

The SEC is examining the most important changes in market structure since the enactment of the 1975 Amendments to the Securities Exchange Act of 1933.

All the major issues - from access and market data fees to internalization and best executions - will be outlined in a series of concept releases, or policy papers, which the SEC is finalizing. "We will need all your input," SEC Commissioner Roel Campos told attendees at the STA Congressional Conference in Washington. He said proposals must not pick winners over losers.