Free Site Registration

Risk Management Solution

Traders Magazine, May 2002

Joseph Cammarata

Managing broker dealer risk is critical to remaining competitive in a fast-moving marketplace - a marketplace in which regulation is suddenly more important. Institutions must have access to special electronic trading systems as decimalization and millisecond executions exacerbate the potential risk of violating SEC regulations. These systems provide compliance software and programmable risk management tools at the frontend.

Get access to this article and thousands more...

All articles are archived after 7 days. REGISTER NOW for unlimited access to all recently archived articles, as well as thousands of searchable stories. Registered Members also gain access to exclusive industry white paper downloads, web seminars, online technology directory, the iPad App, and conference discounts. Qualified members may also choose to receive our free monthly magazine and any of our e-newsletters covering the latest breaking news, opinions from industry leaders, developing trends and trading strategies.

Already Registered?