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Competition, Regulators Don't Mix? GAO Questions SROs, Demutualization, Market Structure

Traders Magazine, May 2002

Gregory Bresiger

So many regulators, so little time. That's what some securities industry players, many of whom are regulated by multiple agencies, complain about these days. A report by the General Accounting Office said that industry participants are "facing a high degree of unnecessary duplication, inconsistency and inefficiencies associated with the current multiple self-regulatory organization (SRO) structure."

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