Commentary

Ivy Schmerken
Traders Magazine Online News

MiFID II Reaches Across the Pond: Is This the Calm Before the Storm?

Despite the view that MiFID II is a European regulation, US investment managers are experiencing disruption as they align their research payment and execution practices with the influential standard.

Traders Poll

As the SEC Tick Pilot is soon to expire, in your opinion, was it a solid fact finding mission or folly?



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January 1, 2002

New SIA Leadership

By Gregory Bresiger

Allen Morgan, chairman and chief execu tive of Morgan Keegan & Company, has been named chairman of the Securities Industry Association for 2002. Morgan, in comments to SIA members at the trade group's annual convention in Boca Raton, Fla., said that his goals are to push for straight-through-processing and the opening up of global markets.

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