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MiFID II Transparency Puts Stress on Data Architecture

Buy-side firms are facing huge changes in disclosure and transparency requirements, which could upend their data management architectures, according to this guest commentary from FlexTrade.

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July 31, 2001

NASD Fall Conference

By Gregory Bresiger

NASD Regulation President Mary Schapiro will kick off that group's Fall Securities Conference, which will be held in Scottsdale, Arizona, on October 23 and 24. Her session will include a discussion of recent NASD initiatives.

The conference will have some 15 scheduled workshops. The NASDR's one-day Advertising Regulation seminar will precede the conference. Some conference materials will be available at the NASDR's Web site about two weeks before the event. The address is nasdr.com

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