Commentary

Michael Ruvo
Traders Magazine Online News

Prevailing Market Price: Critical Issues Ahead of Deadline

In an exclusive to Traders Magazine, BondWave's CEO warns fixed income participants that they have less than two months until the May 14th deadline for the implementation of the mark-up disclosure rule and the implementation of the PMP "waterfall" approach for fixed income.

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Do you think that NY AG Schneiderman's probe into crypto exchanges will curtail growth and trading?



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July 31, 2001

NASD Fall Conference

By Gregory Bresiger

NASD Regulation President Mary Schapiro will kick off that group's Fall Securities Conference, which will be held in Scottsdale, Arizona, on October 23 and 24. Her session will include a discussion of recent NASD initiatives.

The conference will have some 15 scheduled workshops. The NASDR's one-day Advertising Regulation seminar will precede the conference. Some conference materials will be available at the NASDR's Web site about two weeks before the event. The address is nasdr.com

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