Commentary

Anne Plested
Traders Magazine Online News

Bottlenecks Ahead

Anne Plested, head of Fidessa's EU Regulation Change programme, has written a short blog arguing that although we should be thankful that ESMA have taken a pragmatic approach to moving things along, more bottlenecks could appear in the future.

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July 31, 2001

NASD Fall Conference

By Gregory Bresiger

NASD Regulation President Mary Schapiro will kick off that group's Fall Securities Conference, which will be held in Scottsdale, Arizona, on October 23 and 24. Her session will include a discussion of recent NASD initiatives.

The conference will have some 15 scheduled workshops. The NASDR's one-day Advertising Regulation seminar will precede the conference. Some conference materials will be available at the NASDR's Web site about two weeks before the event. The address is nasdr.com

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