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How Day Traders Can Avoid Censure

Traders Magazine, June 2001

Gregory Bresiger

All-Tech will not be the last day trading firm to run afoul of SEC regulators, who recently examined the practices of firms offering online trading.

Day trading firms must do a better job of informing those who want to use online trading services, according to the SEC's Office of Compliance Inspections and Examinations in a recent publication.

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