Free Site Registration

How Day Traders Can Avoid Censure

Traders Magazine, June 2001

Gregory Bresiger

All-Tech will not be the last day trading firm to run afoul of SEC regulators, who recently examined the practices of firms offering online trading.

Day trading firms must do a better job of informing those who want to use online trading services, according to the SEC's Office of Compliance Inspections and Examinations in a recent publication.

Get access to this article and thousands more...

All articles are archived after 7 days. REGISTER NOW for unlimited access to all recently archived articles, as well as thousands of searchable stories. Registered Members also gain access to exclusive industry white paper downloads, web seminars, online technology directory, the iPad App, and conference discounts. Qualified members may also choose to receive our free monthly magazine and any of our e-newsletters covering the latest breaking news, opinions from industry leaders, developing trends and trading strategies.

Already Registered?