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Industry Watch - Back to Ethics School For Compliance Pros

Traders Magazine, February 2000

Sanford Wexler

Classroom instruction on ethics for institutional brokerage pros is now part of a line of Wall Street training sessions.

The new Ethics Program, sponsored by the Securities Industry Association, examines controversial topics such as front-running, whistle blowing, selective disclosure, political contributions and soft dollars. The duration of the program, ranging from short one-day sessions to longer periods, is determined by course selections.

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