Free Site Registration

Baffled By Best Execution! Price Improvement Rammed Home as SEC Swoops Down on Firms

Traders Magazine, August 1999

Peter Chapman

Bill Yancey thought he was doing everything right.

As the head of Nasdaq trading at Southwest Securities he is responsible for an agency desk that handles orders for the firm's roughly 200 correspondent brokers. He always figured the trades were routed to the appropriate dealers and market centers.

Get access to this article and thousands more...

All articles are archived after 7 days. REGISTER NOW for unlimited access to all recently archived articles, as well as thousands of searchable stories. Registered Members also gain access to exclusive industry white paper downloads, web seminars, online technology directory, the iPad App, and conference discounts. Qualified members may also choose to receive our free monthly magazine and any of our e-newsletters covering the latest breaking news, opinions from industry leaders, developing trends and trading strategies.

Already Registered?