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The GAO's Probe of Nasdaq Small-Cap Stock Standards

Traders Magazine, December 1998

Jeffrey L. Winograd

The General Accounting Office (GAO) is wrapping up a study of how well the Securities and Exchange Commission and Nasdaq are fulfilling GAO recommendations for improving listing standards for small-cap stocks trading on Nasdaq.

The GAO was working on the outlines last month, aiming for completion of the study by as early as this month, a GAO spokesman said.

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