Free Site Registration

NASD Creates Dispute-Resolution Entity

Traders Magazine, December 1998

Staff Reports

In a development that reflects the outgrowth of its merger with the American Stock Exchange, the National Association of Securities Dealers formally announced the creation of two new divisions.

While the establishment of the divisions had been expected, the NASD provided the first clear map of the management lines that will guide the newly-created Nasdaq-Amex Market Group, and the separate NASD Regulation and Dispute Resolution Group.

Get access to this article and thousands more...

All articles are archived after 7 days. REGISTER NOW for unlimited access to all recently archived articles, as well as thousands of searchable stories. Registered Members also gain access to exclusive industry white paper downloads, web seminars, online technology directory, the iPad App, and conference discounts. Qualified members may also choose to receive our free monthly magazine and any of our e-newsletters covering the latest breaking news, opinions from industry leaders, developing trends and trading strategies.

Already Registered?