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Hearing and GAO Report Opens SOES Wounds : Speakers Rap Continue SOES Bandits' Abuses of Automati

Traders Magazine, August 1998

Jeffrey L. Winograd

The Small Order Execution System is coming under renewed scrutiny for alleged abuses by SOES bandits masquerading as retail order-entry firms.

Lawmakers and an independent congressional agency, each weighing evidence of abuses on SOES, have rekindled the debate about the controversial system, raising the question of damages caused to individual investors.

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