Is Rule 606 hopelessly outdated and broken? RegOne's Weisberger examines the regulation and whether or not it is outdated and fails to require disclosure of the vast majority of all routing.
Industry Links List
As a service to our readers we are building a central index of useful industry links. This convenience will save you the time of looking through numerous search engines and journals for correct contact information.
We encourage you to submit your own link or links that you think are useful to the securities industry professional. As always, our editorial staff reserves the right to make the final determination on the links posted.
U.S. Securities and Exchange Commission U.S. Securities and Exchange Commission
Georgia Georgia Securities Association
Kansas City Kansas City Securities Association
Los Angeles The Security Traders Association of Los Angeles
Mid-Atlantic Mid-Atlantic Security Traders Association
Minnesota Minnesota Security Dealers Association
Philadelphia Investment Traders Association of Philadelphia
Pittsburgh The Pittsburgh Stock & Bond Association
San Francisco San Francisco Security Traders Association
Seattle-Portland Pacific Northwest Security Trader Associations
Wisconsin Security Traders Association - Wisconsin
CBSX CBOE Stock Exchange
NYSE NYSE Euronext
United States Department of the Treasury United States Department of the Treasury