Commentary

John D'Antona Jr.
Traders Magazine Online News

CEO CHAT: Tina Byles Williams, FIS Group

Investment veteran is on the lookout for talented, lesser known managers in frontier and emerging markets.

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Are you concerned about foreign ownership of a U.S. stock exchange?



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Top SEC Settlements in 2015 (So Far)

Mary Jo White On The March



The SEC has been busy lately - and all year. Last week, the regulator announced a $20.3 million settlement to be paid by ITG for establishing a secret trading desk to trade against its clients in its own dark Pool. This is a big deal: ITG's CEO and chief attorney stepped down amidst the scandal and there are news reports that more dark pool settlements from Credit Suisse and Barclays are forthcoming.

So what other settlements has the SEC obtained from bad behaving firms? Traders' takes a look.


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