Rob Daly
Traders Magazine Online News

OPINION: CAT NMS is Out of Options

The SROs have no choice but to meet their deadlines.

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Are you ready to comply with the new updates required by the amended Rule 606?

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Security Traders Association of St Louis


Philip Stachfield, RBC, Minneapolis; Steve Carolus, E*Trade, Chicago; Mark Duncan Vertical Group, New York; Stan Craig, Vertical Group, New York.