Commentary

Annette Nazareth and Jeffrey T. Dinwoodie

The Marketplace Awaits Regulation SCI

Davis Polk's Annette Nazareth and Jeffrey Dinwoodie review Reg SCI, its implications, costs and how the rulemaking may be an interesting window into the SEC's future steps in market structure.

Traders Poll

In light of the recent job cut announcements from Liquidnet and KCG, are there more layoffs to come to the brokerage space?



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LABRANCHE-ST JUDE SILENT AUCTION AND DINNER

LABRANCHE-ST. JUDE SILENT AUCTION AND DINNER



Roger Peterkin, thinkorswim, Boston; Lisa Utasi, ClearBridge Advisors;

Bill Flanagan, NYSE Group, both New York.


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