Commentary

Richard Repetto
Traders Magazine Online News

Why Do Exchanges Own Multiple Licenses? It's Not Hard To See, Look at the SEC

In this recent research note, Sandler O'Neill + Partners, L.P. Principal Richard Repetto examines why the public exchange operators hold multiple licenses and that rationale behind this phenomenon.

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Officers

Officers



Front row: Jim Roberts, Director, Jefferies; Mark Esposito, Director, Fulcrum Global Partners, both Dallas; John Cloud, Second Vice President, AIM Invest, Houston; Vic Topper, Director, Jefferies & Co., Dallas; Second row: Lou Matrone, STA Governor, Southwest Securities; Nichole Ake, Director, Penson Financial; Rick Andrews, Director, Jones Trading; Third row: David Meaney, Director, Southwest Securities; Tim Noakes, President, Stanford Group; John Daley, Treasure, Jefferies & Co.; Brian Wardle, Secretary, EDI Financial, all Dallas; Kelley Welch, Director, AIM Investment; Brit King, Director, Sanders Morris Harris, both Houston; Clint Turner, First Vice President, Direct Trading; Mike Rask, Director, Bridge Trading, both Dallas.


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