Ivy Schmerken
Traders Magazine Online News

MiFID II Reaches Across the Pond: Is This the Calm Before the Storm?

Despite the view that MiFID II is a European regulation, US investment managers are experiencing disruption as they align their research payment and execution practices with the influential standard.

Traders Poll

As the SEC Tick Pilot is soon to expire, in your opinion, was it a solid fact finding mission or folly?

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Dave Simone, A.G. Edwards, New York; Brian Guilander, Schwab Soundview Capital Markets, Chicago; Bill Kort, Kansas City; Peter Feder, New York, both A.G. Edwards.