Commentary

Ivy Schmerken
Traders Magazine Online News

MiFID II Reaches Across the Pond: Is This the Calm Before the Storm?

Despite the view that MiFID II is a European regulation, US investment managers are experiencing disruption as they align their research payment and execution practices with the influential standard.

Traders Poll

As the SEC Tick Pilot is soon to expire, in your opinion, was it a solid fact finding mission or folly?



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Officers and Directors

Officers and Directors



Jim Brandt, Director, Duncan Hurst Capital Management, Los Angeles; Tom Carter, Secretary, JonesTrading, Westlake Village; Patrick Bradford, Director, Bjurman,Barry & Associates, Los Angeles; Jan Pitman, Past President, Engemann Asset Management, Pasadena; Rick Waks, Director, Imperial Capital, Los Angeles; Kelly Bellomo, Vice president, Engemann Asset Management, Pasadena; David Cantrell, President, Raymond James, Los Angeles.


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