Joanna Fields
Traders Magazine Online News

Navigating Cybersecurity on a Stretch of "Regulatory Rapids"

In this shared commentary, Aplomb Strategies writes that when considering a firm’s governance structure, a holistic approach makes the most sense.

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Now that the SEC has approved the CHX's petition for a speed bump, will you be more likely to send them your order flow?

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Front Row: Patrick Horton, guest; Bill Leonard, Empire Financial, Orlando; Scot Krempa, Seton

Securities group, Tinton Falls; Shea Neely, guest; Back Row: Anthony Palmer, guest; Tony Johnson,

Morgan Keegan, Memphis; Mark Duncan, TD Waterhouse, Jersey City; Carl Steiniger, Ryan Beck & Co.;

Charlie Craig, Bear Stearns, both New York; Melanie Adams, guest.