Commentary

Ivy Schmerken
Traders Magazine Online News

MiFID II Reaches Across the Pond: Is This the Calm Before the Storm?

Despite the view that MiFID II is a European regulation, US investment managers are experiencing disruption as they align their research payment and execution practices with the influential standard.

Traders Poll

As the SEC Tick Pilot is soon to expire, in your opinion, was it a solid fact finding mission or folly?



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Officers and Directors

Officers and Directors



Front Row: Rich DeNardi, Director, Ferris Baker Watts; Karen Regan, Director, T. Rowe Price Assoc., both Baltimore; Dawn Edwards, Secretary, DuPont Capital Mgmt., Willimgton; Linda Ludeke, Foundation President, Daveport, Richmond; Katie Ryan, Director, Scott & Stringfellow, Washington D.C.; Chip Bailey, President, Mercantile Safe Deposit & Trust, Baltimore; Back Row: Chris Wasson, Vice President, Legg Mason; Peter Hastings, Director, Wachovia Securities; Rob Stonesifer, Treasurer, Adams Express, all Baltimore; Julian Flores, Past President, Friedman Billings Ramsey, Arlington; Mike Currey, VP STA Foundation, Kooce Securities, Washington D.C.; Chris Baker, Director, PSERS, Harrisburg.


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