Commentary

Annette Nazareth and Jeffrey T. Dinwoodie

The Marketplace Awaits Regulation SCI

Davis Polk's Annette Nazareth and Jeffrey Dinwoodie review Reg SCI, its implications, costs and how the rulemaking may be an interesting window into the SEC's future steps in market structure.

Traders Poll

In light of the recent job cut announcements from Liquidnet and KCG, are there more layoffs to come to the brokerage space?



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Board of Governors

Board of Governors



Front Row: Nick Karos, U.S. Bancorp Piper Jaffrey, Minneapolis; Lisa Utasi, Smith Barney Asset Mgmt.; Michael Bird, Merrill Lynch, both New York; Bill Yancey, Automated Trading Desk, Mt. Pleasant; James Duncan, Canaccord Capital , Toronto; John Giesea, STA President; Dean, Sharon Smith, Fordham University; both New York; Jan Pitman, Roger Engemann & Assoc., Pasadena; Michael Wolk, Foley & Lardner,

Washington D.C.; Back Row: Mary McDermott-Holland, Franklin Portfolio Associates, Boston; Bart Green, A.G. Edwards, St. Louis; Drew Milstein, Susquehanna International Group, Bala Cynwyd; Jim Toes, Merrill Lynch, New York; Jack Hughes, Janney Montgomery Scott, Philadelphia; Pete Driscoll, Northern Trust Company, Chicago; Walter Dolengo, STA, New York; John Barone, William Blair, Chicago; Mark Madoff, Bernard L. Madoff Investment Securities, New York.


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