Commentary

Joanna Fields
Traders Magazine Online News

Navigating Cybersecurity on a Stretch of "Regulatory Rapids"

In this shared commentary, Aplomb Strategies writes that when considering a firm’s governance structure, a holistic approach makes the most sense.

Traders Poll

Now that the SEC has approved the CHX's petition for a speed bump, will you be more likely to send them your order flow?




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Spear Leeds Kellogg Capital Markets Client Dinner

Spear Leeds Kellogg Capital Markets Client Dinner



(Back row) Gina DiPaolo, Arnhold and S. Bleichroeder, Chris Treycheff, Morgan Stanley, both New York; Lester Rosen, SWS Securities, Dallas; Fuji Bianchi, Spear Leeds & Kellogg Capital Markets, Diane Canepa, Schwab Capital Markets, both Jersey City; Dina Leung, Arnhold & S. Bleichroeder, New York; (Front row) Diane Donnelly, Investec Ernst, New York; Aleathia Chisolm, Suntrust Robinson-Humphrey, Atlanta.


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