Commentary

Joanna Fields
Traders Magazine Online News

Navigating Cybersecurity on a Stretch of "Regulatory Rapids"

In this shared commentary, Aplomb Strategies writes that when considering a firm’s governance structure, a holistic approach makes the most sense.

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STA Board of Governors Meeting

STA Board of Governors Meeting



Attendees at the Board of Governors Meeting

Front Row: Sharon Smith, Fordham University, New York; Julie Sedky, Capital Insights Group, Washington D.C.; Lee Korins, Security Traders Ass'n, New York; Barbara Schanmier, Institutional Capital Corp., Chicago; Middle Row: Arthur Kearney, ETG, Minneapolis; Catherine Koepke, Cantor Fitzgerald, Chicago; Mary McDermott-Holland, Franklin Portfolio, Boston; Lisa Utasi, Smith Barney Asset Mgmt.; Tom Gravina, Spear, Leeds & Kellogg Capital Markets, Jersey City; Richard Sorrentino, RBC Dominion, Walter Dolengo, STA, both New York; Back Row: Robert King, Robinson Humphrey Co., Atlanta; Bob Padala, STA, New York; Steve O'Neil, Pacific Advisors, Los Angeles; Michael Bird, Merrill Lynch, New York; James Duncan, Canaccord Capital, Toronto; Steve Bookbinder, Bloomberg Tradebook, New York; Jack Hughes, Janney Montgomery Scott, Philadelphia. (Missing from photo are Andrew Brooks, T. Rowe Price, Baltimore; Janet Pitman, Roger Engemann & Associates, Pasadena.)


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