Commentary

Patrick Flannery
Traders Magazine Online News

Who Says The CAT Doesn’t Have a “Silver Lining?”

In this contributed article, guest commentator Patrick Flannery discusses how for the broker-dealers, the Consolidated Audit Trail (CAT) may seem to be another weighty technical challenge, whose cost and implementation challenges will fall disproportionately on their shoulders (and their budgets).

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New York National Organization of Investment Professionals Fall Conference

Reception



Jim Prey, T. Rowe Price, Baltimore; Kenneth Polcari, Polcari/Weicker, New York.


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