Commentary

David Weisberger

Is Rule 606 Broken?

Is Rule 606 hopelessly outdated and broken? RegOne's Weisberger examines the regulation and whether or not it is outdated and fails to require disclosure of the vast majority of all routing.

Traders Poll

Is Rule 606 busted? Should It be fixed or scrapped altogether?



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New York National Organization of Investment Professionals Fall Conference

Reception



Jim Prey, T. Rowe Price, Baltimore; Kenneth Polcari, Polcari/Weicker, New York.


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