Commentary

David Weisberger

Is Rule 606 Broken?

Is Rule 606 hopelessly outdated and broken? RegOne's Weisberger examines the regulation and whether or not it is outdated and fails to require disclosure of the vast majority of all routing.

Traders Poll

Is Rule 606 busted? Should It be fixed or scrapped altogether?



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Connecticut The STA of Connecticut 26th Annual Dinner and Golf Outing - May 12-13

Annual Dinner



Dave Dalferro, Prudential Securities, Richard Keary, Ladenburg Thalman, both New York; Jack Francis, UBS Warburg, Stamford.


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